Monitoring and Developing the Internal Audit Function

Course Info

Length: 1 Week

Type: In Classroom

Available Dates

Venue

  • Dec-05-2022

    London

  • Dec-05-2022

    Dubai

  • Dec-12-2022

    Kuala Lumpur

  • Dec-12-2022

    Paris

  • Dec-12-2022

    Barcelona

  • Dec-12-2022

    Zurich

  • Dec-19-2022

    Singapore

  • Dec-19-2022

    Amsterdam

  • Dec-19-2022

    London

  • Dec-19-2022

    Madrid

  • Dec-19-2022

    Istanbul

  • Dec-26-2022

    Barcelona

  • Dec-26-2022

    Dubai

  • Dec-26-2022

    Zurich

  • Dec-26-2022

    Kuala Lumpur

  • Dec-26-2022

    Paris

  • Jan-09-2023

    Dubai

  • Jan-16-2023

    Istanbul

  • Jan-16-2023

    London

  • Jan-16-2023

    Barcelona

  • Jan-23-2023

    Paris

  • Jan-23-2023

    Singapore

  • Jan-30-2023

    Amsterdam

  • Feb-06-2023

    Istanbul

  • Feb-06-2023

    Kuala Lumpur

  • Feb-06-2023

    London

  • Feb-13-2023

    Madrid

  • Feb-13-2023

    Dubai

  • Feb-20-2023

    Zurich

  • Mar-06-2023

    Istanbul

  • Mar-06-2023

    Barcelona

  • Mar-06-2023

    London

  • Mar-13-2023

    Singapore

  • Mar-13-2023

    Paris

  • Mar-13-2023

    Dubai

  • Mar-20-2023

    Amsterdam

  • Apr-03-2023

    Istanbul

  • Apr-03-2023

    Kuala Lumpur

  • Apr-03-2023

    London

  • Apr-10-2023

    Madrid

  • Apr-10-2023

    Dubai

  • Apr-17-2023

    Zurich

  • May-08-2023

    London

  • May-08-2023

    Istanbul

  • May-08-2023

    Barcelona

  • May-15-2023

    Dubai

  • May-15-2023

    Paris

  • May-15-2023

    Singapore

  • May-22-2023

    Amsterdam

  • June-05-2023

    London

  • June-05-2023

    Istanbul

  • June-05-2023

    Kuala Lumpur

  • June-12-2023

    Dubai

  • June-12-2023

    Madrid

  • June-19-2023

    Zurich

  • July-03-2023

    Istanbul

  • July-03-2023

    London

  • July-03-2023

    Barcelona

  • July-10-2023

    Paris

  • July-10-2023

    Dubai

  • July-10-2023

    Singapore

  • July-17-2023

    Amsterdam

  • Aug-07-2023

    London

  • Aug-07-2023

    Istanbul

  • Aug-07-2023

    Kuala Lumpur

  • Aug-14-2023

    Madrid

  • Aug-14-2023

    Dubai

  • Aug-21-2023

    Zurich

  • Sep-04-2023

    London

  • Sep-04-2023

    Barcelona

  • Sep-04-2023

    Istanbul

  • Sep-11-2023

    Dubai

  • Sep-11-2023

    Singapore

  • Sep-11-2023

    Paris

  • Sep-18-2023

    Amsterdam

  • Oct-09-2023

    London

  • Oct-09-2023

    Istanbul

  • Oct-09-2023

    Kuala Lumpur

  • Oct-09-2023

    Dubai

  • Oct-16-2023

    Madrid

  • Oct-23-2023

    Zurich

  • Nov-06-2023

    Istanbul

  • Nov-06-2023

    Barcelona

  • Nov-06-2023

    London

  • Nov-13-2023

    Dubai

  • Nov-13-2023

    Singapore

  • Nov-13-2023

    Paris

  • Nov-20-2023

    Amsterdam

  • Dec-04-2023

    Istanbul

  • Dec-04-2023

    London

  • Dec-04-2023

    Kuala Lumpur

  • Dec-11-2023

    Madrid

  • Dec-11-2023

    Dubai

  • Dec-18-2023

    Zurich

Course Details

Course Outline

5 days course

 

Characterising and Developing the Internal Audit Process and Establishing the Roles within the Internal Audit Dept.

 

  • Defining, developing and creating an Internal Audit Function.
  • Defining the distinctions and duties between Internal and External Auditors.
  • Identifying the Internal Audit Staff Positions.
  • Building up the Audit Committee Charter for a Board of Directors.
  • Survey of Statements on International Auditing Standards Update and General Auditing Practice Issues.
  • Recognising Internal Audit Staffing Requirements.

 

Examining & Understanding the Differences between Various Types of Audits, including Risk Factors

 

  • Operational Audits.
  • Financial Audits.
  • Compliance Audits.
  • Fraud and Forensic Audits.
  • Information Systems Audits.
  • Survey of Current Year U.S. Audit Risk Alerts.

 

Choosing, Procedural Planning & Commencing Internal Audit Examinations

 

  • Creating Streamlined Processes for Conducting Internal Audit Examinations.
  • Distinguishing Effective Audit Programs for the Various Types of Audits.
  • Assessing and Selecting Internal Audit Methodologies.
  • Notifying the Internal Auditee and Supervisors of the Internal Audit Examination and Promoting Cooperation and Assistance in Achieving Common Goals.
  • Assessing Internal Controls Systems and Accessing Network and Computer Files and Folders.
  • Effecting Changes to an In-Process Internal Audit Examination.

 

Overseeing Internal Audit Examinations & Ensuring the Credibility for the Internal Audit Team

 

  • Arranging the Audit Commencement Conference Meeting.
  • Accumulating Relevant Documentation during the Internal Audit Process.
  • Proficient Standards and Responsibilities Associated with Internal Auditing Documentation.
  • Tools and Methods for Ensuring a Smooth Audit Process.
  • Procedures for Ensuring Credibility for the Internal Audit Team.

 

Issuing Reports, Conducting Exit Conferences & Implementing Corporate Governance Policies

 

  • Communicating Audit Findings and Suggestions for Areas of Improvement.
  • Arranging the Audit Exit Conference Meeting.
  • Distributing the Final Internal Audit Report within the Organization.
  • Conducting Post-Audit Reviews.
  • Inside Controls Updates for Boards of Directors.
  • Audit Risk Developments and Projects on the Near-Term Horizon.