Corporate governance and compliance Training

Course Info

Date: May-29-2023

Length: 1 Week

City: London

Fees: 4,230

Type: In Classroom

the date is no longer available,
kindly check other dates from the table below

Available Dates

  • June-12-2023

    London

  • June-26-2023

    London

  • July-10-2023

    London

  • July-24-2023

    London

  • July-31-2023

    London

  • Aug-14-2023

    London

  • Aug-28-2023

    London

  • Sep-11-2023

    London

  • Sep-25-2023

    London

  • Oct-02-2023

    London

  • Oct-16-2023

    London

  • Oct-30-2023

    London

  • Nov-13-2023

    London

  • Nov-27-2023

    London

  • Dec-11-2023

    London

  • Dec-25-2023

    London

Dates in Other Venues

  • June-12-2023

    Madrid

  • June-19-2023

    Zurich

  • June-19-2023

    Barcelona

  • June-19-2023

    Dubai

  • June-26-2023

    Istanbul

  • June-26-2023

    Dubai

  • June-26-2023

    Paris

  • July-03-2023

    Istanbul

  • July-03-2023

    Barcelona

  • July-10-2023

    Paris

  • July-10-2023

    Singapore

  • July-17-2023

    Dubai

  • July-17-2023

    Amsterdam

  • July-24-2023

    Istanbul

  • July-24-2023

    Paris

  • July-24-2023

    Dubai

  • July-31-2023

    Amsterdam

  • July-31-2023

    Barcelona

  • July-31-2023

    Dubai

  • July-31-2023

    Kuala Lumpur

  • July-31-2023

    Istanbul

  • Aug-07-2023

    Istanbul

  • Aug-07-2023

    Kuala Lumpur

  • Aug-14-2023

    Madrid

  • Aug-21-2023

    Zurich

  • Aug-21-2023

    Dubai

  • Aug-28-2023

    Istanbul

  • Aug-28-2023

    Dubai

  • Aug-28-2023

    Paris

  • Sep-04-2023

    Barcelona

  • Sep-04-2023

    Istanbul

  • Sep-11-2023

    Singapore

  • Sep-11-2023

    Paris

  • Sep-18-2023

    Amsterdam

  • Sep-18-2023

    Dubai

  • Sep-25-2023

    Istanbul

  • Sep-25-2023

    Dubai

  • Sep-25-2023

    Paris

  • Oct-02-2023

    Amsterdam

  • Oct-02-2023

    Istanbul

  • Oct-02-2023

    Barcelona

  • Oct-02-2023

    Dubai

  • Oct-02-2023

    Kuala Lumpur

  • Oct-09-2023

    Kuala Lumpur

  • Oct-09-2023

    Istanbul

  • Oct-16-2023

    Madrid

  • Oct-23-2023

    Dubai

  • Oct-23-2023

    Zurich

  • Oct-30-2023

    Dubai

  • Oct-30-2023

    Istanbul

  • Oct-30-2023

    Paris

  • Nov-06-2023

    Barcelona

  • Nov-06-2023

    Istanbul

  • Nov-13-2023

    Singapore

  • Nov-13-2023

    Paris

  • Nov-20-2023

    Amsterdam

  • Nov-20-2023

    Dubai

  • Nov-27-2023

    Dubai

  • Nov-27-2023

    Paris

  • Nov-27-2023

    Istanbul

  • Dec-04-2023

    Istanbul

  • Dec-04-2023

    Kuala Lumpur

  • Dec-11-2023

    Madrid

  • Dec-18-2023

    Zurich

  • Dec-18-2023

    Dubai

  • Dec-25-2023

    Dubai

  • Dec-25-2023

    Istanbul

  • Dec-25-2023

    Paris

Course Details

Course Outline

5 days course

 

Introduction to Compliance
 
  • Definition of a compliance management system
  • Tailoring to Each Institution
  • Compliance management system Components for Strategic Level
  • Building an Effective Compliance Program
  •  Corporate governance

 

Tracking and Monitoring of Day to Day Operations
 
  • Policies and Procedures
  • Training
  • Monitoring
  • Consumer Complaint Response
  • Legal and regulatory aspects of corporate governance and compliance
  • Codes of and reports on corporate governance and compliance
  • Application of governance rules and principles
 
Potential Legal Implications of the Failure in Compliance & Ethics,
responsibility and social culture
 
  • Potential Legal Implications of the Failure in Compliance & Ethics, responsibility
  • Regular ethics and compliance training programs
  •  Ethical Responsibilities in the Employer-Employee Relationship
  • Ethical Workplace Conduct

 

The Roles and Responsibilities of Compliance Officers
 
  • Implement and manage an effective legal compliance program.
  • Develop and review company policies.
  • Advise management on the company’s compliance with laws and regulations through detailed reports.
  • Create and manage effective action plans in response to audit discoveries and compliance violations.
  • Regularly audit company procedures, practices, and documents to identify possible weaknesses or risk.
  • Assess company operations to determine compliance risk.
  • Ensure all employees are educated on the latest regulations and processes.
  • Resolve employee concerns about legal compliance.

 

Enforcement The corporate compliance program
 
  • Enforcement The corporate compliance program at all levels within the company.
  • The Corporate Compliance Programs and Internal Controls
  • developing a code of conduct in the institution
  • Practical applications and comprehensive review

Course Video