Anti-Financial Crime Compliance & Risk Management

Course Info

Date: July-11-2022

Length: 1 Week

City: Zurich

Fees: 4,600

Type: In Classroom

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    Kuala Lumpur

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    Dubai

  • Aug-08-2023

    London

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    Dubai

Course Details

Course Outline

5 days course

Intrudction  to Anti-Financial Crime (AFC) compliance
 
  • What is Anti-Financial Crime (AFC) compliance?

  • Review financial crimes including bribery and corruption, cybercrime, fraud, market abuse, money laundering, sanctions, terrorist financing, and weapons proliferation

 

Review of the international AFC compliance regime for financial services firms
 
  • Responsibilities of regulators, firms, senior management and staff

  • Should firms be doing more to combat financial crime?

  • What is your firm’s AFC strategy?

  • What are the financial crime risks in achieving your firm’s commercial ambitions?

 

Role and responsibilities of the AFC Compliance Function
 
  • Being an AFC Compliance Officer/Money Laundering Reporting Officer (MLRO)

  • Working with senior management, business lines, control functions, and regulators

 

Risk identification, measurement, assessment and management
 
  • Are you complying?

  • Maintaining policies and procedures, systems and controls: best practices

  • The importance of keeping good records

 

Customer due diligence – do you really know your client?
 
  • Suspicion reporting – what should you report? – when should you be suspicious?

  • Are human beings your weakest link? Delivering effective training and awareness

  • Challenges of investigations, enforcement and litigation

  • Programme will include many casestudies reviewing lessons to be learnt from enforcement actions, and many typologies.

Course Video